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Business Law

Registration Requirements for Securities Brokers and Dealers
Most brokers and dealers are required under Section 15 of the Securities Exchange Act of 1934 to register with the Securities and Exchange Commission and with a self-regulatory organization such as a national stock exchange before engaging in the securities business. More...
The Municipal Securities Rulemaking Board
Municipal bonds and other securities offerings by governmental entities generally are exempt from federal securities law registration requirements. However, information about such offerings is available from sources other than the U.S. Securities and Exchange Commission. More...
Business Review Letters -- Antitrust Clearance from the Department of Justice
Before engaging in a business practice, individuals and companies may seek the view of the U.S. Department of Justice on the legality of the business practice under federal antitrust law. The procedure, known as a Business Review, allows persons to ask the Department of Justice for a statement of its current enforcement intentions. Although the Department of Justice is not authorized to provide advisory opinions to private parties, its business review procedure does allow such parties to seek a statement of present enforcement intentions. More...
Initial Public Offerings & the Securities Act of 1933> Registration of Securities> Registration Statement Filing
Pros and Cons for a Company Going Public More...
Copyrights, Patents, and Trademarks Defined
Copyrights, patents, and trademarks can be among the most valuable assets of a business. More...

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